Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (23 Nov 2021 to 1 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
- CF1 Director (1 Jan 2017 to 8 Dec 2019)
- CF28 Systems and controls (22 Apr 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (20 Feb 2020 to 6 Dec 2021)
- SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
- CF4 Partner (1 Jan 2017 to 8 Dec 2019)
- CF28 Systems and controls (22 Apr 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 26 Oct 2017)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
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- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
- CF1 Director (1 Jan 2017 to 8 Dec 2019)
- CF28 Systems and controls (22 Apr 2013 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 24 Jan 2024)
- CF28 Systems and controls (1 Jan 2017 to 8 Dec 2019)
- CF4 Partner (1 Jan 2017 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
- CF1 Director (13 Jun 2019 to 8 Dec 2019)
- CF28 Systems and controls (13 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.