Jonathan Richard Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Man Global Private Markets (UK) Limited (no longer approved here)
FRN 646952
- [FCA CF] Client dealing (12 Aug 2020 to 14 Jan 2025)
- CF30 Customer (20 Feb 2015 to 2 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (7 Apr 2009 to 19 Mar 2010)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.