Makemson & Company Limited

• Principal Place of Business

  6 The Larches

  Ystradowen

  Cowbridge

  Vale Of Glamorgan

  CF71 7TT

  UNITED KINGDOM

  Phone

  +441446775777

  Web

  https://www.makemsons.com

• Complaints Contact

  6 The Larches

  Ystradowen

  Cowbridge

  South Glamorgan

  CF71 7TT

  UNITED KINGDOM

  Phone

  +441446775777

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Clive Edwards

  IRN ACE00007

  • CF21 Investment Adviser (18 Jun 2003 to 4 Apr 2004)
• Deiniol Wyn Williams

  IRN DWW01055

  • CF22 Investment Adviser (Trainee) (26 Jun 2003 to 31 Oct 2003)
• Gareth Neil Makemson

  IRN GNM01038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (17 May 2018 to 30 Sep 2018)
  • CF30 Customer (17 May 2018 to 8 Dec 2019)
  • CF1 Director (17 May 2018 to 8 Dec 2019)
• Gweirydd Fychan Ap Gwyndaf

  IRN GFG01011

  • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
  • CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
• Joy Lorraine Durkin

  IRN JLD01056

  • CF22 Investment Adviser (Trainee) (18 Jun 2003 to 16 Jan 2005)
• Margaret Thomas

  IRN MXT00054

  • CF21 Investment Adviser (11 Apr 2003 to 31 Jan 2005)
• Peter Nigel Lidgett Gibbs

  IRN PNG00005

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
• Philip Thomas Makemson

  IRN PTM00002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 17 May 2018)
  • CF24 Pension Transfer Specialist (30 Dec 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (11 Apr 2003 to 31 Mar 2009)
  • CF1 Director (11 Apr 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Apr 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (11 Apr 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Apr 2003 to 8 Dec 2019)

No changes recorded yet.