Philip Thomas Makemson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Makemson & Company Limited

    FRN 222287

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 May 2018)
    • CF24 Pension Transfer Specialist (30 Dec 2003 to 31 Oct 2007)
    • CF1 Director (11 Apr 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Apr 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (11 Apr 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 Apr 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2003 to 8 Dec 2019)
  • Makemson & Co (2495) (no longer approved here)

    FRN 183295

    • (2)Employed By (1 Oct 1998 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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