Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macsen Wealth Management Ltd
FRN 576159
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 3 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 16 Jan 2020)
- [FCA CF] Significant management (since 16 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (18 May 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (18 May 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 May 2012 to 8 Dec 2019)
- CF30 Customer (18 May 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (18 May 2012 to 30 Sep 2018)
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- CF30 Customer (17 Jul 2015 to 4 Mar 2019)
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- CF30 Customer (10 Feb 2012 to 14 Jun 2012)
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- Employed By (23 Jun 2009 to 24 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (30 Jan 2007 to 21 May 2007)
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- CF22 Investment Adviser (Trainee) (6 Jul 2005 to 17 May 2006)
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- (8)Employed By (6 Jul 2005 to 17 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.