Magna Capital Limited

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FRN: 476555
Date authorised: 1 April 2013
Companies House: 06485053
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Level 14, 25 Cabot Square

London

E14 4QZ

UNITED KINGDOM

Phone

+4407448743353

Web

https://www.magnacapital.co.uk
Complaints Contact

Level 14, 25 Cabot Square

London

E14 4QZ

UNITED KINGDOM

Phone

+4407432304731

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Joseph Levy
IRN JXL01934
- CF30 Customer (20 Sep 2013 to 27 Apr 2015)
Maria Scherr
IRN MXS01173
- SMF16 Compliance Oversight (16 Feb 2023 to 7 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Feb 2023 to 7 Aug 2023)
Martin Smith
IRN MXS01316
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 6 Apr 2021)
- SMF16 Compliance Oversight (6 Mar 2020 to 6 Apr 2021)
- CF10 Compliance Oversight (6 Feb 2018 to 4 Aug 2019)
- CF11 Money Laundering Reporting (6 Feb 2018 to 4 Aug 2019)
- CF1 Director (28 Sep 2016 to 4 Aug 2019)
Michael Robert Rimmell
IRN MRR01039
- CF30 Customer (27 Oct 2008 to 7 Dec 2009)
Neil Pedley
IRN NXP01343
- [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
- CF30 Customer (20 May 2019 to 8 Dec 2019)
Nicholas Charles Laking
IRN NCL01011
- CF30 Customer (7 May 2009 to 31 Jul 2010)
Oleksandr Ginzburg
IRN OXG18678
- SMF3 Executive Director (since 31 Jul 2020)
Peter Cartei
IRN PXC01707
- CF30 Customer (4 May 2012 to 11 Oct 2012)
Philip Millar
IRN PXM02712
- Director of firm who is not a certification employee or a SMF manager (5 Jun 2024 to 10 Feb 2025)
Philippe Joseph Francois
IRN PJF01112
- CF30 Customer (30 May 2008 to 28 Oct 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Modelomni Technology Ltd
FRN 941104 · Appointed 15 Dec 2020
Invicta Securities Limited (no longer appointed)
FRN 604736 · Appointed 23 Jul 2013 · Until 9 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.