Nicholas Charles Laking

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (12 Sep 2018 to 9 Jul 2019)
Amstel Securities LLP (no longer approved here)
FRN 599236
- CF4 Partner (1 Nov 2015 to 31 Dec 2017)
- CF30 Customer (23 Jun 2015 to 31 Dec 2017)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF30 Customer (20 Mar 2013 to 11 Nov 2014)
Magna Capital Limited (no longer approved here)
FRN 476555
- CF30 Customer (7 May 2009 to 31 Jul 2010)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (13 Mar 2008 to 17 Mar 2009)
ITI Capital Limited (no longer approved here)
FRN 171487
- CF21 Investment Adviser (25 May 2005 to 8 Jun 2006)
Danske Bank A/S (no longer approved here)
FRN 124655
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.