Macquarie Capital (Europe) Limited

Date authorised
1 April 2013
Companies House
03704031
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030372000
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030374447

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Horn

    IRN SXH01874

    • (353)CF30 Customer (23 Nov 2007 to 8 Sep 2008)
  • Stefan Ljubisavljevic

    IRN SXL01853

    • (1652)CF30 Customer (25 Feb 2013 to 5 Jan 2017)
  • Stefan Maas

    IRN SXM04433

    • (85)[FCA CF] Client dealing (since 6 Mar 2024)
  • Stefan Padberg

    IRN SXP01771

    • (413)CF30 Customer (27 Apr 2009 to 14 Jul 2009)
  • Stephanie Elizabeth Wakeham

    IRN SEW01114

    • (1026)CF30 Customer (26 Feb 2016 to 29 Nov 2019)
  • Stephen Douglas Allen

    IRN SDA01027

    • (1330)CF28 Systems and controls (11 Feb 2010 to 25 Aug 2016)
    • (1332)CF1 Director (1 Dec 2001 to 21 Dec 2001)
    • (1331)CF8 Apportionment and Oversight (1 Dec 2001 to 21 Dec 2001)
  • Stephen Gordon Delano Barnes

    IRN SGB01076

    • (141)CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • (142)CF23 Corporate Finance Adviser (27 Mar 2003 to 31 Oct 2007)
  • Stephen Michael Flynn

    IRN SMF01033

    • (284)CF30 Customer (18 May 2009 to 15 Oct 2011)
  • Stephen O'Brien

    IRN SXO01077

    • (2007)CF30 Customer (1 Dec 2009 to 3 Dec 2009)
  • Stephen Ray

    IRN SXR02611

    • (1169)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2021)
    • (1168)[FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
    • (1167)CF30 Customer (3 Oct 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (166)[FCA CF] Manager of certification employee

  2. controlled function added: (165)[FCA CF] Client dealing

  3. controlled function added: (164)[FCA CF] Manager of certification employee

  4. controlled function added: (163)[FCA CF] Client dealing

  5. controlled function added: (162)[FCA CF] Manager of certification employee

  6. controlled function added: (161)[FCA CF] Material risk taker

  7. controlled function added: (160)[FCA CF] Client dealing

  8. controlled function added: (159)[FCA CF] Client dealing

  9. controlled function added: (158)[FCA CF] Manager of certification employee

  10. controlled function added: (157)[FCA CF] Material risk taker

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