Stephen Michael Flynn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF30 Customer (2 May 2012 to 2 Mar 2016)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (18 May 2009 to 15 Oct 2011)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Nov 2007 to 15 Apr 2009)
- CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
- CF27 Investment Management (9 Nov 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (28 Apr 2005 to 17 May 2006)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (17 Jun 2004 to 25 Nov 2004)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.