Macquarie Bank Ltd

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Dominic Wilson

  IRN JDW01189

  • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
  • CF30 Customer (31 Dec 2012 to 6 Mar 2016)
• James Gordon

  IRN JAG01123

  • [FCA CF] Material risk taker (1 Apr 2019 to 14 Nov 2020)
  • [FCA CF] Client dealing (26 Oct 2016 to 14 Nov 2020)
• James Graham Cunningham

  IRN JGC01080

  • CF30 Customer (3 Dec 2009 to 25 Oct 2014)
  • CF26 Customer Trading (20 Jan 2003 to 14 Mar 2003)
• James Leslie Stuart Patterson

  IRN JLP01140

  • CF30 Customer (29 Apr 2015 to 6 Mar 2016)
• James Liam Lumb

  IRN JLL01062

  • [FCA CF] Client dealing (21 Oct 2016 to 1 Jul 2019)
• James Michael Ludlam

  IRN JML01137

  • [FCA CF] Client dealing (since 13 Mar 2026)
• James Michael Rowe

  IRN JMR01179

  • [FCA CF] Algorithmic trading (since 31 Dec 2021)
  • [FCA CF] Manager of certification employee (since 24 Mar 2020)
  • [FCA CF] Client dealing (since 24 Mar 2020)
• James Nicholas Forrest

  IRN JNF01014

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF23 Corporate Finance Adviser (21 Feb 2006 to 31 Oct 2007)
• James Richard Yong

  IRN JRY01017

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Oct 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Oct 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Oct 2023)
  • CF30 Customer (19 Jun 2008 to 6 Mar 2016)
• James Stuart Craig

  IRN JSC01076

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF8 Apportionment and Oversight (31 Aug 2006 to 6 Sep 2007)
  • CF3 Chief Executive (1 Aug 2003 to 6 Sep 2007)
  • CF1 Director (1 Dec 2001 to 9 Mar 2006)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.