James Gordon

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial

    FRN 442767

    • [FCA CF] Client dealing (since 5 May 2021)
    • CF30 Customer (1 Oct 2015 to 14 Oct 2016)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Material risk taker (1 Apr 2019 to 14 Nov 2020)
    • [FCA CF] Client dealing (26 Oct 2016 to 14 Nov 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (11 Jul 2011 to 6 Nov 2014)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Sep 2010 to 29 Jun 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (25 Jul 2005 to 3 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.