James Michael Rowe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Bank Ltd
FRN 170934
- [FCA CF] Algorithmic trading (since 31 Dec 2021)
- [FCA CF] Client dealing (since 24 Mar 2020)
- [FCA CF] Manager of certification employee (since 24 Mar 2020)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (6 Jul 2015 to 17 Sep 2015)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 27 Sep 2013)
TD Execution Services Limited (no longer approved here)
FRN 472780
- CF26 Customer Trading
- CF30 Customer (22 Jan 2008 to 1 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.