Date authorised
3 October 2016
Companies House
10178413
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Stephendale Road
    London
    SW6 2PE
    UNITED KINGDOM
    Phone
    +442037509971
  • Complaints Contact

    24 Stephendale Road
    London
    SW6 2PE
    UNITED KINGDOM
    Phone
    +447880553578

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diego Gianclaudio Rossi Mascio

    IRN DGM01142

    • [FCA CF] Client dealing (17 Mar 2020 to 28 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2021)
    • CF1 Director (18 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
  • Florian Frederic Stephane Marciniak

    IRN FXM00002

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Mar 2022)
  • Giancarlo Alloa Casale

    IRN GXA01653

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (18 May 2017 to 1 Oct 2019)
    • CF1 Director (18 May 2017 to 8 Dec 2019)
    • CF30 Customer (18 May 2017 to 28 Oct 2019)
  • Jonathan Paul Miles

    IRN JPM00122

    • CF1 Director (27 Jun 2017 to 7 Jul 2017)
    • CF30 Customer (6 Oct 2016 to 7 Jul 2017)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 7 Jul 2017)
    • CF3 Chief Executive (3 Oct 2016 to 28 Mar 2017)
    • CF10 Compliance Oversight (3 Oct 2016 to 7 Jul 2017)
  • Julien Da Teresa

    IRN JXD01912

    • [FCA CF] Client dealing (since 17 Mar 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jul 2017 to 8 Dec 2019)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • Oliver Wing Lok Chung

    IRN OXC00034

    • [FCA CF] Client dealing (10 Nov 2021 to 1 Apr 2026)
  • Richard OMahony

    IRN RXO73796

    • [FCA CF] Client dealing (1 Apr 2020 to 28 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.