Julien Da Teresa

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAC Asset Management Limited
FRN 752141
- [FCA CF] Client dealing (since 17 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (14 Jul 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Jul 2017 to 8 Dec 2019)
- CF1 Director (27 Jun 2017 to 8 Dec 2019)
- CF30 Customer (1 Mar 2017 to 8 Dec 2019)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (24 Apr 2012 to 23 Jul 2012)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (12 Oct 2009 to 27 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.