Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAC Asset Management Limited (no longer approved here)

    FRN 752141

    • CF1 Director (27 Jun 2017 to 7 Jul 2017)
    • CF30 Customer (6 Oct 2016 to 7 Jul 2017)
    • CF10 Compliance Oversight (3 Oct 2016 to 7 Jul 2017)
    • CF3 Chief Executive (3 Oct 2016 to 28 Mar 2017)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 7 Jul 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Aug 2013 to 29 Oct 2014)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (4 Nov 2011 to 4 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 19 Jul 2011)
    • CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.