Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (27 Jun 2017 to 7 Jul 2017)
- CF30 Customer (6 Oct 2016 to 7 Jul 2017)
- CF10 Compliance Oversight (3 Oct 2016 to 7 Jul 2017)
- CF3 Chief Executive (3 Oct 2016 to 28 Mar 2017)
- CF11 Money Laundering Reporting (3 Oct 2016 to 7 Jul 2017)
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- CF30 Customer (15 Aug 2013 to 29 Oct 2014)
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- CF30 Customer (4 Nov 2011 to 4 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 19 Jul 2011)
- CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.