M C Trustees (Pensions) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
Trades With You Directly

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangemenst in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions
Investment Setup

For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Senior staff personally approved by the FCA to hold their roles here.

Alex James Brown
IRN AJB00243
- SMF3 Executive Director (23 Jun 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (23 Jun 2022 to 24 Jun 2022)
Caroline Henry
IRN CXH02122
- SMF16 Compliance Oversight (19 Dec 2024 to 23 Jan 2026)
George Houston
IRN GXH01651
- [FCA CF] Material risk taker (20 Feb 2020 to 21 Feb 2020)
- SMF16 Compliance Oversight (20 Feb 2020 to 19 Dec 2024)
Iain Andrew McKenzie
IRN IXM00049
- SMF3 Executive Director (1 Apr 2025 to 13 Feb 2026)
Ian Elkington
IRN IXE00021
- SMF3 Executive Director (28 Apr 2022 to 21 Aug 2023)
Ian Thomas Mattioli
IRN ITM00002
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2020)
- CF10 Compliance Oversight (7 May 2019 to 8 Dec 2019)
Karen Secker
IRN KXS01837
- CF1 Director (13 Mar 2012 to 31 Mar 2015)
Mark Antony Smith
IRN MAS01259
- CF1 Director (3 Nov 2016 to 21 Nov 2018)
- CF10 Compliance Oversight (3 Nov 2016 to 21 Nov 2018)
- CF11 Money Laundering Reporting (3 Nov 2016 to 21 Nov 2018)
Mark Sapstead
IRN MXS24303
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2020)
- [FCA CF] Material risk taker (31 Jan 2020 to 1 Feb 2020)
Martin Cadman
IRN MXC02006
- CF2 Non Executive Director (28 Nov 2016 to 7 Sep 2018)
- CF11 Money Laundering Reporting (6 Apr 2007 to 28 Nov 2016)
- CF3 Chief Executive (6 Apr 2007 to 28 Nov 2016)
- CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
- CF10 Compliance Oversight (6 Apr 2007 to 28 Nov 2016)
- CF1 Director (6 Apr 2007 to 28 Nov 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.