Mark Antony Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amati Global Investors Limited (no longer approved here)
FRN 198024
- CF2 Non Executive Director (5 Oct 2017 to 22 Nov 2018)
- CF1 Director (22 Mar 2017 to 5 Oct 2017)
M C Trustees (Pensions) Limited (no longer approved here)
FRN 461226
- CF10 Compliance Oversight (3 Nov 2016 to 21 Nov 2018)
- CF11 Money Laundering Reporting (3 Nov 2016 to 21 Nov 2018)
- CF1 Director (3 Nov 2016 to 21 Nov 2018)
Custodian Capital Limited (no longer approved here)
FRN 541984
- CF1 Director (1 Jul 2011 to 21 Nov 2018)
- CF10 Compliance Oversight (1 Jul 2011 to 21 Nov 2018)
- CF11 Money Laundering Reporting (1 Jul 2011 to 21 Nov 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.