Date authorised
1 April 2013
Companies House
05575694
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Walk Place
    Leicester
    LE1 6RU
    UNITED KINGDOM
    Phone
    +4401162408700
  • Complaints Contact

    1 New Walk Place
    Leicester
    LE1 6RU
    UNITED KINGDOM
    Phone
    +4401162408700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangemenst in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Wright

    IRN MDW01115

    • SMF3 Executive Director (since 20 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • Murray Beveridge Smith

    IRN MBS00006

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2022)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Nathan James Imlach

    IRN NJI00008

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2022)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Paul Hammick

    IRN PXH00496

    • SMF16 Compliance Oversight (since 23 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.