Companies House
05657422
Last scraped
1 day ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18-20 Bridge End
    Brighouse
    West Yorkshire
    HD6 3DH
    UNITED KINGDOM
    Phone
    +4401484717700
  • Complaints Contact

    18-20 Bridge End
    Brighouse
    West Yorkshire
    HD6 3DH
    UNITED KINGDOM
    Phone
    +441484717700

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Joyce

    IRN ADJ00015

    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)[FCA CF] Client dealing (3 Dec 2020 to 30 Mar 2026)
    • (18)[FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Mar 2026)
    • (10)SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2026)
    • (11)SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • (9)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2026)
    • (7)Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2026)
    • (6)Responsibility for MCD Intermediation (21 Mar 2016 to 30 Mar 2026)
    • (12)CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • (13)CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • (17)CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • (14)CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • (8)Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
  • Michael John Griffin

    IRN MJG00032

    • (3)[FCA CF] Client dealing (3 Dec 2020 to 22 May 2024)
    • (4)[FCA CF] Functions requiring qualifications (3 Dec 2020 to 22 May 2024)
    • (1)SMF3 Executive Director (9 Dec 2019 to 22 May 2024)
    • (5)CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • (2)CF30 Customer (2 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (18)[FCA CF] Functions requiring qualifications

  3. controlled function added: (17)CF1 Director

  4. controlled function added: (16)[FCA CF] Client dealing

  5. controlled function added: (15)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  6. controlled function added: (14)CF10 Compliance Oversight

  7. controlled function added: (13)CF11 Money Laundering Reporting

  8. controlled function added: (12)CF30 Customer

  9. controlled function added: (11)SMF3 Executive Director

  10. controlled function added: (10)SMF16 Compliance Oversight