Michael John Griffin

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M A C Financial Services Limited (no longer approved here)

    FRN 609072

    • (4)[FCA CF] Functions requiring qualifications (3 Dec 2020 to 22 May 2024)
    • (3)[FCA CF] Client dealing (3 Dec 2020 to 22 May 2024)
    • (1)SMF3 Executive Director (9 Dec 2019 to 22 May 2024)
    • (5)CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • (2)CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)
    • CF1 Director (AR) (24 Feb 2006 to 31 Dec 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)SMF3 Executive Director at M A C Financial Services Limited

  2. controlled function added: (2)CF30 Customer at M A C Financial Services Limited

  3. controlled function added: (3)[FCA CF] Client dealing at M A C Financial Services Limited

  4. controlled function added: (4)[FCA CF] Functions requiring qualifications at M A C Financial Services Limited

  5. controlled function added: (5)CF1 Director at M A C Financial Services Limited