LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ian William Maddison
IRN IWM01031
- [PRA CF] Key function holder (since 9 Dec 2020)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Ilana-Marie Scott
IRN IXS00220
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2023)
John Browne-Swinburne
IRN JXB00018
- CF2 Non Executive Director (14 Jan 2005 to 31 Oct 2007)
Jonathan Benedict McIrvine
IRN JBM01081
- CF1 Director (26 May 2011 to 4 Oct 2012)
Lorraine Claire Tanner
IRN LXT00081
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 11 Nov 2022)
Maria Louise Cook
IRN MXC00331
- [PRA CF] Key function holder (since 9 Dec 2020)
Mark Charles Liddell
IRN MCL00003
- CF2 Non Executive Director (18 Jan 2006 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 18 Jan 2006)
Mark Christopher John Hews
IRN MCH01090
- SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Jun 2020)
- CF2 Non Executive Director (6 Oct 2016 to 8 Dec 2019)
Nicholas David Barclay Straker
IRN NDS00002
- CF1 Director (14 Jan 2005 to 31 Dec 2016)
Oliver Hughes
IRN OXH00058
- CF5 Director of Unincorporated Association (AR) (since 22 Sep 2022)

Smaller firms operating under this firm's FCA authorisation.

WMC Land Factor LLP (no longer appointed)
FRN 422504 · Appointed 14 Jan 2005 · Until 17 Oct 2006
FR Gainsbury Ltd (no longer appointed)
FRN 423313 · Appointed 14 Jan 2005 · Until 17 Mar 2006
Davis And Bowring (no longer appointed)
FRN 406720 · Appointed 14 Jan 2005 · Until 7 Sep 2006
Youngs CS LLP (no longer appointed)
FRN 421957 · Appointed 14 Jan 2005 · Until 20 Oct 2008
Laws & Fiennes (no longer appointed)
FRN 421956 · Appointed 14 Jan 2005 · Until 9 Sep 2008
Guy E Heelis (no longer appointed)
FRN 423341 · Appointed 14 Jan 2005 · Until 21 Jul 2008
Peter Greenwood And Co. (no longer appointed)
FRN 406722 · Appointed 14 Jan 2005 · Until 4 Aug 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.