LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
LycettsBank HousePilgrim StreetNewcastle Upon TyneNE1 6QFUNITED KINGDOM- Phone
- +441912321151
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Complaints Contact
LycettsBank HousePilgrim StreetNewcastle Upon TyneNE1 6QFUNITED KINGDOM- Phone
- +441912321151
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Consumer Loans
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Loan Servicing
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian William Maddison
IRN IWM01031
- [PRA CF] Key function holder (since 9 Dec 2020)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
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Ilana-Marie Scott
IRN IXS00220
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2023)
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John Browne-Swinburne
IRN JXB00018
- CF2 Non Executive Director (14 Jan 2005 to 31 Oct 2007)
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Jonathan Benedict McIrvine
IRN JBM01081
- CF1 Director (26 May 2011 to 4 Oct 2012)
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Lorraine Claire Tanner
IRN LXT00081
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 11 Nov 2022)
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Maria Louise Cook
IRN MXC00331
- [PRA CF] Key function holder (since 9 Dec 2020)
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Mark Charles Liddell
IRN MCL00003
- CF2 Non Executive Director (18 Jan 2006 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 18 Jan 2006)
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Mark Christopher John Hews
IRN MCH01090
- SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Jun 2020)
- CF2 Non Executive Director (6 Oct 2016 to 8 Dec 2019)
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Nicholas David Barclay Straker
IRN NDS00002
- CF1 Director (14 Jan 2005 to 31 Dec 2016)
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Oliver Hughes
IRN OXH00058
- CF5 Director of Unincorporated Association (AR) (since 22 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Racehorse Owners Association (no longer appointed)
FRN 512217 · Appointed 12 Nov 2009 · Until 6 Apr 2018
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The Salmon and Trout Conservation UK (no longer appointed)
FRN 478418 · Appointed 20 Nov 2008 · Until 6 Apr 2018
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National Trainers Federation (no longer appointed)
FRN 465683 · Appointed 2 Jul 2008 · Until 6 Apr 2018
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Gill Richardson Bloodstock Ltd (no longer appointed)
FRN 467632 · Appointed 8 May 2007 · Until 1 Feb 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.