LWM10 LTD

Date authorised
1 April 2013
Companies House
05933022
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404
    Web
    http://www.lakesidefs.co.uk

  • Complaints Contact

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Chambers

    IRN AXC02576

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 28 Jun 2013)
  • Amy Womersley

    IRN AXW00301

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
  • Andrew Tillotson

    IRN AXT00204

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • Anneka Ford

    IRN AXF00072

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
  • Blazej Wegrzyn

    IRN BXW00112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • Christopher Keiran Turner

    IRN CKT01013

    • CF1 Director (AR) (since 26 Feb 2020)
  • Cindy Buckley-Mellor

    IRN CXB02051

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Dec 2022)
    • CF1 Director (AR) (17 Oct 2019 to 6 Dec 2022)
  • David Jameson Hall

    IRN DXH00098

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2024)
  • David Whittlestone

    IRN DXW00259

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Aug 2025)
  • Douglas Wilson

    IRN DXW00047

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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