Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LWM10 LTD
FRN 458204
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 28 Jun 2013)
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LP10 LTD
FRN 838612
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Oct 2019 to 8 Dec 2019)
- CF1 Director (15 Oct 2019 to 8 Dec 2019)
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Lakeside FS Ltd.
FRN 788800
- (4)Employed By (since 22 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.