Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lakeside House15 Mariner CourtWakefieldWest YorkshireWF4 3FLUNITED KINGDOM- Phone
- +443302230404
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Complaints Contact
Lakeside House15 Mariner CourtWakefieldWest YorkshireWF4 3FLUNITED KINGDOM- Phone
- +443302230404
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Chambers
IRN AXC02576
- 14. Managing investments
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (15 Oct 2019 to 8 Dec 2019)
- CF30 Customer (15 Oct 2019 to 8 Dec 2019)
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Matthew David Hibbert
IRN MDH00059
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (15 Oct 2019 to 8 Dec 2019)
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Nathan Hibbert
IRN NJH00052
- 14. Managing investments
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (15 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Oct 2019 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lakeside Investment Platform Limited (no longer appointed)
FRN 847326 · Appointed 16 Feb 2021 · Until 26 Jun 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.