Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HT Money Ltd

    FRN 990335

    • (3)Employed By (since 8 Mar 2023)
  • LWM10 LTD

    FRN 458204

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Dec 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2006 to 31 Oct 2007)
  • LP10 LTD

    FRN 838612

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Oct 2019 to 8 Dec 2019)
    • (5)Employed By (since 28 Dec 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF22 Investment Adviser (Trainee) (31 Aug 2006 to 31 Oct 2007)
    • CF1 Director (AR) (31 Oct 2004 to 11 Jul 2008)
  • Lakeside Mortgage & Insurance Services Ltd (no longer approved here)

    FRN 409886

    • Employed By (31 Oct 2004 to 11 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.