Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HT Money Ltd
FRN 990335
- (3)Employed By (since 8 Mar 2023)
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LWM10 LTD
FRN 458204
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 28 Dec 2018)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2006 to 31 Oct 2007)
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LP10 LTD
FRN 838612
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Oct 2019 to 8 Dec 2019)
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Lakeside FS Ltd.
FRN 788800
- (5)Employed By (since 28 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2008)
- CF22 Investment Adviser (Trainee) (31 Aug 2006 to 31 Oct 2007)
- CF1 Director (AR) (31 Oct 2004 to 11 Jul 2008)
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- Employed By (31 Oct 2004 to 11 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.