LUNARO FINANCIAL SERVICES LIMITED

• Principal Place of Business

  8 Albemarle Way

  London

  EC1V 4JB

  UNITED KINGDOM

  Phone

  +4402033262130

  Web

  https://www.lunaro.com

• Complaints Contact

  8 Albemarle Way

  London

  EC1V 4JB

  UNITED KINGDOM

  Phone

  +4402033262130

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Share

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Share

• Nick Bortot

  IRN NXB22890

  • SMF3 Executive Director (18 Jan 2020 to 2 Jun 2021)
  • CF1 Director (8 Dec 2019 to 8 Dec 2019)
• Oliver James Edward Williamson

  IRN OJW01011

  • CF30 Customer (23 Mar 2009 to 1 Jun 2009)
• Olivia West

  IRN OXL01015

  • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2002)
• Parth Patel

  IRN PXP00157

  • [FCA CF] Proprietary trader (4 Dec 2020 to 31 Aug 2021)
  • [FCA CF] Client dealing (4 Dec 2020 to 31 Aug 2021)
• Paul Derek Sawyer

  IRN PDS01117

  • CF11 Money Laundering Reporting (29 Apr 2010 to 4 Nov 2010)
  • CF10 Compliance Oversight (29 Apr 2010 to 4 Nov 2010)
• Philip Holland

  IRN PWH01086

  • SMF3 Executive Director (since 12 Jan 2021)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • [FCA CF] Significant management (since 4 Dec 2020)
  • [FCA CF] Manager of certification employee (since 4 Dec 2020)
  • CF30 Customer (15 Mar 2010 to 23 Sep 2019)
• Philip Morris

  IRN PXM02869

  • CF3 Chief Executive (AR) (12 Feb 2018 to 14 Nov 2018)
• Richard Edward Den Drijver

  IRN RED01018

  • CF28 Systems and controls (1 Nov 2007 to 17 Jul 2009)
  • CF3 Chief Executive (10 May 2004 to 17 Jul 2009)
  • CF13 Finance (10 May 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (30 Jan 2004 to 11 Jun 2009)
  • CF1 Director (30 Jan 2004 to 17 Jul 2009)
  • CF10 Compliance Oversight (30 Jan 2004 to 11 Jun 2009)
• Rickard Per-Olof Olsson

  IRN RPO01025

  • CF30 Customer (22 Dec 2008 to 18 Jan 2010)
• Robert Kaars Sijpesteijn

  IRN RXK01711

  • CF30 Customer (2 Dec 2014 to 4 Jun 2019)

• Continental Market Trading Limited (no longer appointed)

  FRN 777136 · Appointed 21 Apr 2017 · Until 19 Nov 2018

• CFDS.COM LLP (no longer appointed)

  FRN 775034 · Appointed 27 Mar 2017 · Until 19 Nov 2018

• ayondo Markets Ltd (no longer appointed)

  FRN 591040 · Appointed 9 Nov 2012 · Until 14 Apr 2014

• Ideal World Network Limited (no longer appointed)

  FRN 575851 · Appointed 23 Feb 2012 · Until 30 Jan 2017

No changes recorded yet.