Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 17 Jul 2009)
- CF3 Chief Executive (10 May 2004 to 17 Jul 2009)
- CF13 Finance (10 May 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (30 Jan 2004 to 11 Jun 2009)
- CF1 Director (30 Jan 2004 to 17 Jul 2009)
- CF10 Compliance Oversight (30 Jan 2004 to 11 Jun 2009)
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- CF1 Director (1 Dec 2001 to 20 Jan 2003)
- CF13 Finance (1 Dec 2001 to 20 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.