Lothbury Investment Management Limited

Date authorised
1 April 2013
Companies House
04185370
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442035514900
    Web
    https://www.lothburyim.com

  • Complaints Contact

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +4402035514900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Bond

    IRN JXB02643

    • (73)SMF3 Executive Director (9 Dec 2019 to 16 Aug 2023)
    • (74)CF30 Customer (20 Sep 2010 to 8 Dec 2019)
    • (75)CF1 Director (20 Sep 2010 to 8 Dec 2019)
  • John Anthony Smith

    IRN JXS00614

    • (64)[FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
  • Jonathan Gibson

    IRN JXG01900

    • (9)CF30 Customer (21 Feb 2011 to 30 Jun 2011)
  • Koichiro Nakamura

    IRN KXN00152

    • (80)SMF3 Executive Director (29 Nov 2023 to 30 Nov 2025)
  • Lieven Lode Jan Coppejans

    IRN LLC01010

    • (4)CF28 Systems and controls (1 Nov 2007 to 25 Apr 2008)
    • (6)CF1 Director (30 Jun 2006 to 25 Apr 2008)
    • (5)CF13 Finance (30 Jun 2006 to 31 Oct 2007)
  • Lucy Williams

    IRN LXW01305

    • (68)CF30 Customer (21 Feb 2011 to 2 Dec 2013)
  • Luke James Charles Nunneley

    IRN LJN01009

    • (7)SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • (85)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
  • Mark O'Mullane

    IRN MXO01438

    • (60)[FCA CF] Significant management (9 Dec 2019 to 22 Jul 2022)
    • (59)CF30 Customer (31 Jan 2012 to 4 Oct 2012)
  • Mark Peter Southern

    IRN MPS01078

    • (18)CF13 Finance (18 Feb 2004 to 30 Jun 2006)
    • (19)CF1 Director (18 Feb 2004 to 30 Jun 2006)
  • Michael Derek Craig Toft

    IRN MDT01089

    • (27)CF1 Director (19 Aug 2010 to 28 Jan 2019)
    • (26)CF30 Customer (19 Aug 2010 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: KBC Asset Management (UK) Limited

  2. trading name added: IMS Corporate Compliance Services

  3. controlled function added: (7)SMF9 Chair of the Governing Body

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)SMF16 Compliance Oversight

  6. controlled function added: (4)SMF1 Chief Executive

  7. controlled function added: (3)SMF3 Executive Director

  8. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (85)CF2 Non Executive Director

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