Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lothbury Investment Management Limited
FRN 197099
- (7)SMF9 Chair of the Governing Body (since 9 Dec 2019)
- (85)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jul 2020)
- CF2 Non Executive Director (4 Nov 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF27 Investment Management (29 Sep 2004 to 31 Oct 2007)
- CF3 Chief Executive (29 Sep 2004 to 7 May 2006)
- CF8 Apportionment and Oversight (29 Sep 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 27 Mar 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Jul 2007)
- CF1 Director (1 Dec 2001 to 31 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF9 Chair of the Governing Body at Lothbury Investment Management Limited
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controlled function added: (85)CF2 Non Executive Director at Lothbury Investment Management Limited
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controlled function added: (7)SMF9 Chair of the Governing Body at Lothbury Investment Management Limited