Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DWS Investments UK Limited
FRN 429806
- [FCA CF] Manager of certification employee (since 4 Mar 2026)
- [FCA CF] Client dealing (since 27 Jan 2026)
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- [FCA CF] Client dealing (21 Nov 2022 to 31 Dec 2025)
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- [FCA CF] Client dealing (21 Nov 2022 to 31 Dec 2025)
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- [FCA CF] Manager of certification employee (15 Feb 2021 to 18 Nov 2022)
- [FCA CF] Client dealing (17 Jul 2020 to 18 Nov 2022)
- CF30 Customer (7 Jan 2015 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (15 Feb 2021 to 18 Nov 2022)
- [FCA CF] Client dealing (15 Feb 2021 to 18 Nov 2022)
- CF30 Customer (12 Sep 2017 to 8 Dec 2019)
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- (68)CF30 Customer (21 Feb 2011 to 2 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (68)CF30 Customer at Lothbury Investment Management Limited