Lothbury Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Runs Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Joanna Bond
IRN JXB02643
- (73)SMF3 Executive Director (9 Dec 2019 to 16 Aug 2023)
- (74)CF30 Customer (20 Sep 2010 to 8 Dec 2019)
- (75)CF1 Director (20 Sep 2010 to 8 Dec 2019)
John Anthony Smith
IRN JXS00614
- (64)[FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
Jonathan Gibson
IRN JXG01900
- (9)CF30 Customer (21 Feb 2011 to 30 Jun 2011)
Koichiro Nakamura
IRN KXN00152
- (80)SMF3 Executive Director (29 Nov 2023 to 30 Nov 2025)
Lieven Lode Jan Coppejans
IRN LLC01010
- (4)CF28 Systems and controls (1 Nov 2007 to 25 Apr 2008)
- (6)CF1 Director (30 Jun 2006 to 25 Apr 2008)
- (5)CF13 Finance (30 Jun 2006 to 31 Oct 2007)
Lucy Williams
IRN LXW01305
- (68)CF30 Customer (21 Feb 2011 to 2 Dec 2013)
Luke James Charles Nunneley
IRN LJN01009
- (7)SMF9 Chair of the Governing Body (since 9 Dec 2019)
- (85)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
Mark O'Mullane
IRN MXO01438
- (60)[FCA CF] Significant management (9 Dec 2019 to 22 Jul 2022)
- (59)CF30 Customer (31 Jan 2012 to 4 Oct 2012)
Mark Peter Southern
IRN MPS01078
- (18)CF13 Finance (18 Feb 2004 to 30 Jun 2006)
- (19)CF1 Director (18 Feb 2004 to 30 Jun 2006)
Michael Derek Craig Toft
IRN MDT01089
- (27)CF1 Director (19 Aug 2010 to 28 Jan 2019)
- (26)CF30 Customer (19 Aug 2010 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.