Lothbury Investment Management Limited

Date authorised
1 April 2013
Companies House
04185370
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442035514900
    Web
    https://www.lothburyim.com

  • Complaints Contact

    Lothbury Investment Management Ltd
    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +4402035514900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Patrick Smith

    IRN APS01117

    • (2)SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2025)
    • (3)SMF3 Executive Director (since 9 Aug 2023)
    • (4)SMF1 Chief Executive (since 9 Aug 2023)
    • (84)[FCA CF] Significant management (9 Dec 2019 to 29 Sep 2023)
    • (83)CF1 Director (30 Sep 2010 to 28 Jan 2019)
    • (81)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (82)CF27 Investment Management (5 Jul 2004 to 31 Oct 2007)
  • Alex Robert Cherkas

    IRN ARC01191

    • (14)CF30 Customer (31 Jan 2012 to 4 Oct 2012)
  • Angela Moses

    IRN AXM04396

    • (33)CF30 Customer (23 Oct 2015 to 8 Dec 2019)
  • Barbara O'Riordan

    IRN BXL01258

    • (62)[FCA CF] Significant management (9 Dec 2019 to 29 Dec 2023)
    • (61)CF30 Customer (21 Feb 2011 to 8 Dec 2019)
  • Christiane Bertha Edgard Mulydermans

    IRN CBM01038

    • (22)CF2 Non Executive Director (1 Dec 2009 to 14 Jun 2010)
  • Daisuke Kimura

    IRN DXK01823

    • (29)CF2 Non Executive Director (17 Aug 2018 to 8 Dec 2019)
  • David Mayowa Toluwalope Faola

    IRN DXF20043

    • (69)CF30 Customer (10 Sep 2019 to 28 Oct 2019)
  • Derek William Livingstone

    IRN DWL01045

    • (77)SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2023 to 1 Aug 2025)
    • (78)SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2025)
    • (79)CF10 Compliance Oversight (21 Jan 2013 to 8 Dec 2019)
  • Derval Murray

    IRN DXM01524

    • (20)CF11 Money Laundering Reporting (1 Dec 2001 to 15 Mar 2010)
    • (21)CF10 Compliance Oversight (1 Dec 2001 to 15 Mar 2010)
  • Edmond David Frederick Hockley

    IRN EDH01021

    • (1)[FCA CF] Significant management (since 9 Dec 2019)
    • (63)CF30 Customer (31 Jan 2012 to 4 Oct 2012)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)CF28 Systems and controls

  2. controlled function added: (3)CF1 Director

  3. controlled function added: (2)CF3 Chief Executive

  4. controlled function added: (1)CF8 Apportionment and Oversight

  5. controlled function removed: Director of firm who is not a certification employee or a SMF manager

  6. controlled function removed: SMF9 Chair of the Governing Body

  7. controlled function removed: SMF3 Executive Director

  8. controlled function removed: SMF16 Compliance Oversight

  9. controlled function removed: SMF1 Chief Executive

  10. controlled function removed: SMF3 Executive Director

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