Adam Patrick Smith

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lothbury Investment Management Limited

    FRN 197099

    • (2)SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2025)
    • (3)SMF3 Executive Director (since 9 Aug 2023)
    • (4)SMF1 Chief Executive (since 9 Aug 2023)
    • (84)[FCA CF] Significant management (9 Dec 2019 to 29 Sep 2023)
    • (83)CF1 Director (30 Sep 2010 to 28 Jan 2019)
    • (81)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (82)CF27 Investment Management (5 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Lothbury Investment Management Limited

  2. controlled function removed: SMF3 Executive Director at Lothbury Investment Management Limited

  3. controlled function removed: SMF1 Chief Executive at Lothbury Investment Management Limited

  4. controlled function added: (81)CF30 Customer at Lothbury Investment Management Limited

  5. controlled function added: (82)CF27 Investment Management at Lothbury Investment Management Limited

  6. controlled function added: (83)CF1 Director at Lothbury Investment Management Limited

  7. controlled function added: (84)[FCA CF] Significant management at Lothbury Investment Management Limited

  8. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO) at Lothbury Investment Management Limited

  9. controlled function added: (3)SMF3 Executive Director at Lothbury Investment Management Limited

  10. controlled function added: (4)SMF1 Chief Executive at Lothbury Investment Management Limited