Derek William Livingstone

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lothbury Investment Management Limited (no longer approved here)

    FRN 197099

    • (77)SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2023 to 1 Aug 2025)
    • (78)SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2025)
    • (79)CF10 Compliance Oversight (21 Jan 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (77)SMF17 Money Laundering Reporting Officer (MLRO) at Lothbury Investment Management Limited

  2. controlled function added: (78)SMF16 Compliance Oversight at Lothbury Investment Management Limited

  3. controlled function added: (79)CF10 Compliance Oversight at Lothbury Investment Management Limited