Loomis Sayles Investments Limited

• Principal Place of Business

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

  Web

  https://www.loomissayles.com

• Complaints Contact

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Smith

  IRN AXS91188

  • SMF16 Compliance Oversight (18 Jan 2021 to 16 Feb 2023)
• Alexander Guy Thompson

  IRN AGT01067

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
• Christine Kenny

  IRN CXK01330

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Apr 2021)
  • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2021)
  • CF11 Money Laundering Reporting (22 Jun 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Jun 2012 to 8 Dec 2019)
  • CF1 Director (22 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (22 Jun 2012 to 8 Dec 2019)
• Christopher Keller

  IRN CXK01329

  • CF30 Customer (22 Jun 2012 to 4 Aug 2014)
• Christopher Yiannakou

  IRN CXY01027

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (15 Jun 2023 to 30 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Feb 2020 to 30 Nov 2023)
  • CF1 Director (19 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (3 Aug 2012 to 8 Dec 2019)
• Ciaran Galligan

  IRN CXG00545

  • [FCA CF] Client dealing (since 27 Aug 2024)
• Dilawer Farazi

  IRN DJF01180

  • [FCA CF] Client dealing (since 10 Nov 2025)
• Esty Dwek

  IRN END00005

  • CF30 Customer (12 Jan 2015 to 29 Apr 2016)
• Felim Mairtin Glynn

  IRN FMG01040

  • [FCA CF] Client dealing (since 28 Mar 2022)
• Frank Breckner

  IRN FXB01279

  • CF30 Customer (7 Mar 2013 to 11 Dec 2014)

No changes recorded yet.