Christopher Yiannakou

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Loomis Sayles Investments Limited
FRN 559443
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (15 Jun 2023 to 30 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Feb 2020 to 30 Nov 2023)
- CF1 Director (19 Oct 2015 to 8 Dec 2019)
- CF30 Customer (3 Aug 2012 to 8 Dec 2019)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (20 Dec 2010 to 12 Apr 2012)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF21 Investment Adviser (11 Feb 2004 to 1 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.