Loomis Sayles Investments Limited

• Principal Place of Business

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

  Web

  https://www.loomissayles.com

• Complaints Contact

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gurpreet Chadha

  IRN GXC02186

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2018 to 8 Dec 2019)
• Heather Ridill

  IRN HXK01284

  • CF30 Customer (22 Jun 2012 to 11 Dec 2014)
• Jeffrey Rodman Seaver

  IRN JRS01292

  • CF30 Customer (22 Jun 2012 to 25 Sep 2015)
  • CF1 Director (22 Jun 2012 to 25 Sep 2015)
• Jonathan David Levy

  IRN JXL00684

  • [FCA CF] Client dealing (since 21 Jun 2023)
• Joseph Mukungu

  IRN JXM03185

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Sep 2013 to 8 Dec 2019)
• Julian Richard Mackay Wellesley

  IRN JRW01220

  • CF30 Customer (5 Jun 2014 to 1 Sep 2014)
• Ksenia Edwards

  IRN KXM01647

  • [FCA CF] Client dealing (since 11 Jan 2021)
• Ledger Yu

  IRN LXY00005

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
• Robert Blanding

  IRN RXB02147

  • CF1 Director (22 Jun 2012 to 1 May 2017)
• Robyn Stephanie Matthews

  IRN RSW01070

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Aug 2012 to 8 Dec 2019)

No changes recorded yet.