Loomis Sayles Investments Limited

• Principal Place of Business

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

  Web

  https://www.loomissayles.com

• Complaints Contact

  77 Coleman Street

  London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402033005251

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sara Salomoni

  IRN SXS04994

  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• Spyridon Katsaros

  IRN SXK02172

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Nov 2014 to 8 Dec 2019)
• Stephen Robert Moore

  IRN SRM01231

  • SMF16 Compliance Oversight (since 30 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2023)
• Syed Ahsan Ali Kazmi

  IRN SXK00926

  • [FCA CF] Client dealing (since 7 Mar 2025)
• Trisha Marie Hunt

  IRN TXH00591

  • [FCA CF] Client dealing (since 9 Feb 2026)
• Valerie Juliette Alice Miles

  IRN VJK01006

  • SMF3 Executive Director (since 13 Nov 2020)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
• Willum Jessiman

  IRN WXJ00052

  • [FCA CF] Client dealing (since 7 Feb 2024)
• Zahiye Yuksel

  IRN ZXY01003

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
• Zara Din

  IRN ZXD01050

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Apr 2018 to 8 Dec 2019)

No changes recorded yet.