LONSDALE SERVICES LIMITED

• Principal Place of Business

  Unit 3

  Curo Park

  Frogmore

  St. Albans

  Hertfordshire

  AL2 2DD

  UNITED KINGDOM

  Phone

  +4401727845500

  Web

  https://www.lonsdaleservices.co.uk

• Complaints Contact

  Unit 3

  Curo Park

  Frogmore

  St. Albans

  Hertfordshire

  AL2 2DD

  UNITED KINGDOM

  Phone

  +4401727845500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Rea-Jayson

  IRN OXR00010

  • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 28 Sep 2023)
• Paul Jansen

  IRN PMJ01060

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Oct 2021)
  • [FCA CF] Client dealing (since 22 Oct 2021)
• Peter Edmond Sutters

  IRN PES00011

  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Sep 2006 to 27 Jun 2007)
• Peter Redvers Doust

  IRN PRD01075

  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 31 Mar 2024)
• Raymond John McHugh

  IRN RXM00132

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 8 Jan 2022)
  • [FCA CF] Client dealing (1 Jan 2020 to 8 Jan 2022)
  • CF30 Customer (24 Mar 2014 to 8 Dec 2019)
• Richard James Porter

  IRN RJP01218

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Feb 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Simon Paul Hawker

  IRN SPH00042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Nov 2006 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (2 Jun 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jun 2006 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (2 Jun 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (2 Jun 2006 to 31 Mar 2009)
  • CF21 Investment Adviser (15 Oct 2003 to 31 Oct 2007)
  • CF1 Director (15 Oct 2003 to 8 Dec 2019)
• Simon Prestcote

  IRN SXP01266

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (8 Mar 2010 to 8 Dec 2019)
• Simon Thomas Armstrong

  IRN STA01017

  • [FCA CF] Client dealing (1 Jan 2020 to 12 Nov 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 12 Nov 2022)
  • CF30 Customer (15 Feb 2010 to 8 Dec 2019)
• Stephen Cook

  IRN SXC00015

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 6 Dec 2016)
  • [FCA CF] Client dealing (1 Jan 2020 to 21 Oct 2022)
  • [FCA CF] Manager of certification employee (1 Jan 2020 to 21 Oct 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 21 Oct 2022)
  • CF1 Director (26 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (26 Jan 2009 to 1 Jan 2013)

• Surf & Consult Ltd (no longer appointed)

  FRN 457100 · Appointed 12 Sep 2006 · Until 16 Nov 2006

• Lonsdale Mortgages Ltd (no longer appointed)

  FRN 454094 · Appointed 3 Jul 2006 · Until 30 Sep 2008

No changes recorded yet.