Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 4 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
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Bryant Associates Wealth Management Limited
FRN 418489
- Employed By (since 4 Oct 2024)
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- [FCA CF] Functions requiring qualifications (4 Jan 2022 to 31 Mar 2024)
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- CF30 Customer (28 Oct 2009 to 30 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.