London & Eastern LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8 Hermitage StreetLondonW2 1BEUNITED KINGDOM- Phone
- +4402034754516
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Complaints Contact
8 Hermitage StreetLondonW2 1BEUNITED KINGDOM- Phone
- +4402034754516
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Amin Bellazrak
IRN AXB01321
- CF1 Director (AR) (1 Aug 2023 to 11 Nov 2024)
- CF30 Customer (1 Aug 2023 to 11 Nov 2024)
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Andrew Robert Mackay
IRN ARM01123
- CF2 Non Executive Director (AR) (9 Mar 2016 to 1 Jun 2020)
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Michael Alexander Read
IRN MXR01562
- 14. Managing investments
- SMF16 Compliance Oversight (since 13 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Mar 2016)
- CF30 Customer (since 7 Jun 2012)
- CF4 Partner (23 Feb 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Feb 2011 to 6 Oct 2017)
- CF10 Compliance Oversight (23 Feb 2011 to 6 Oct 2017)
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Patrick Alexander Latchford
IRN PAL01080
- CF30 Customer (2 Aug 2023 to 11 Nov 2024)
- CF1 Director (AR) (2 Aug 2023 to 11 Nov 2024)
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Peter Read
IRN PER01033
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Mar 2016)
- CF30 Customer (since 6 Jun 2012)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2020)
- CF11 Money Laundering Reporting (20 Oct 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Oct 2017 to 8 Dec 2019)
- CF4 Partner (23 Feb 2011 to 8 Dec 2019)
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Richard James Berry
IRN RJB01344
- CF1 Director (AR) (6 Aug 2019 to 22 Apr 2020)
- CF30 Customer (6 Aug 2019 to 22 Apr 2020)
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Richard James Hoskins
IRN RJH01354
- CF30 Customer (14 May 2014 to 22 Oct 2024)
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Thomas Mungo Fleming
IRN TMF01043
- CF1 Director (AR) (10 Mar 2016 to 19 Sep 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pelican Exchange Limited
FRN 739090 · Appointed 3 Mar 2016
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Blackwell Global AIM LTD (no longer appointed)
FRN 1000664 · Appointed 31 Jul 2023 · Until 12 Nov 2024
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Kin Capital Ltd (no longer appointed)
FRN 655342 · Appointed 24 Nov 2014 · Until 14 Aug 2023 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.