Date authorised
1 April 2013
Companies House
OC345870
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hermitage Street
    London
    W2 1BE
    UNITED KINGDOM
    Phone
    +4402034754516
  • Complaints Contact

    8 Hermitage Street
    London
    W2 1BE
    UNITED KINGDOM
    Phone
    +4402034754516

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amin Bellazrak

    IRN AXB01321

    • CF1 Director (AR) (1 Aug 2023 to 11 Nov 2024)
    • CF30 Customer (1 Aug 2023 to 11 Nov 2024)
  • Andrew Robert Mackay

    IRN ARM01123

    • CF2 Non Executive Director (AR) (9 Mar 2016 to 1 Jun 2020)
  • Michael Alexander Read

    IRN MXR01562

    • 14. Managing investments
    • SMF16 Compliance Oversight (since 13 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Mar 2016)
    • CF30 Customer (since 7 Jun 2012)
    • CF4 Partner (23 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Feb 2011 to 6 Oct 2017)
    • CF10 Compliance Oversight (23 Feb 2011 to 6 Oct 2017)
  • Patrick Alexander Latchford

    IRN PAL01080

    • CF30 Customer (2 Aug 2023 to 11 Nov 2024)
    • CF1 Director (AR) (2 Aug 2023 to 11 Nov 2024)
  • Peter Read

    IRN PER01033

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Mar 2016)
    • CF30 Customer (since 6 Jun 2012)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2020)
    • CF11 Money Laundering Reporting (20 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (23 Feb 2011 to 8 Dec 2019)
  • Richard James Berry

    IRN RJB01344

    • CF1 Director (AR) (6 Aug 2019 to 22 Apr 2020)
    • CF30 Customer (6 Aug 2019 to 22 Apr 2020)
  • Richard James Hoskins

    IRN RJH01354

    • CF30 Customer (14 May 2014 to 22 Oct 2024)
  • Thomas Mungo Fleming

    IRN TMF01043

    • CF1 Director (AR) (10 Mar 2016 to 19 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.