Peter Read

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London & Eastern LLP

    FRN 534484

    • 14. Managing investments
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Mar 2016)
    • CF30 Customer (since 6 Jun 2012)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2020)
    • CF10 Compliance Oversight (20 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (23 Feb 2011 to 8 Dec 2019)
  • Housemartin Property Limited

    FRN 668931

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (27 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jul 2017 to 8 Dec 2019)
  • Pelican Exchange Limited

    FRN 739090

    • (2)Employed By (since 9 Mar 2016)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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