Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (AR) (9 Mar 2016 to 1 Jun 2020)
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- (1)Employed By (9 Mar 2016 to 1 Jun 2020)
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- CF28 Systems and controls (9 Nov 2007 to 7 Aug 2012)
- CF1 Director (1 Dec 2001 to 7 Aug 2012)
- CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 18 Sep 2002)
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- CF28 Systems and controls (9 Nov 2007 to 7 Aug 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 18 Sep 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
- CF1 Director (1 Dec 2001 to 7 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.