Date authorised
1 June 2020
Companies House
OC428915
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Michael Thomas Foreman

    IRN MXF00098

    • SMF27 Partner (since 22 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Neil Keith Nimmo

    IRN NKN00002

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 May 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 1 May 2024)
  • Nidhi Howell

    IRN NXH00434

    • [FCA CF] Significant management (since 12 Mar 2024)
  • Okan Caglayan

    IRN OXC00081

    • [FCA CF] Significant management (since 25 Apr 2024)
  • Paul Bainbridge

    IRN PXB00278

    • [FCA CF] Significant management (31 Mar 2021 to 11 Feb 2026)
  • Paul David Upton

    IRN PDU01002

    • [FCA CF] Significant management (1 Feb 2026 to 13 Apr 2026)
    • SMF18 Other Overall Responsibility (18 Apr 2024 to 1 Feb 2026)
  • Peter Andrew Singleton

    IRN PXS00306

    • [FCA CF] Significant management (31 Mar 2021 to 11 Feb 2026)
  • Philip Charles Owen

    IRN PXO00028

    • SMF4 Chief Risk (since 23 Oct 2024)
    • CF1 Director (AR) (since 17 Dec 2023)
  • Phillip Mallon

    IRN PXM00706

    • [FCA CF] Significant management (since 6 Aug 2024)
  • Richard Ivor Jameson

    IRN RXJ00060

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Apr 2021 to 31 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.