Paul David Upton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lockton Re LLP (no longer approved here)
FRN 921278
- [FCA CF] Significant management (1 Feb 2026 to 13 Apr 2026)
- SMF18 Other Overall Responsibility (18 Apr 2024 to 1 Feb 2026)
RiverStone Managing Agency Limited (no longer approved here)
FRN 204964
- CF1 Director (1 Dec 2001 to 30 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.