Date authorised
1 June 2020
Companies House
OC428915
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert David Littlemore

    IRN RDL01094

    • SMF10 Chair of the Risk Committee (since 10 Sep 2024)
    • SMF11 Chair of the Audit Committee (since 10 Sep 2024)
  • Robert William Bisset

    IRN RXB00629

    • SMF27 Partner (6 Sep 2022 to 9 Apr 2026)
  • Ross Charles Howard

    IRN RCH01113

    • SMF9 Chair of the Governing Body (since 1 Jun 2020)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Sam Robert Sweeney

    IRN SXS00201

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (15 Feb 2021 to 31 Mar 2022)
  • Samuel Thomas Budgen Clark

    IRN STC01050

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 30 Apr 2025)
  • Sarah Covino

    IRN SXC01218

    • [FCA CF] Significant management (5 Sep 2024 to 11 Feb 2026)
  • Simon Mills

    IRN SXM71204

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (3 Mar 2021 to 31 Mar 2022)
  • Thomas Andrew Lawrence Meyer

    IRN TXM81004

    • SMF27 Partner (since 3 Oct 2025)
  • Tim Kevin Jacobs

    IRN TXJ00026

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (4 Mar 2021 to 31 Mar 2022)
  • Zoe Deeks

    IRN ZXD00021

    • [FCA CF] Significant management (since 30 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.