Date authorised
1 June 2020
Companies House
OC428915
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glenn Morrison

    IRN GXM01468

    • SMF4 Chief Risk (24 Apr 2024 to 23 Oct 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 24 Apr 2024)
  • Glenn Poynter

    IRN GXP23225

    • [FCA CF] CASS oversight function (31 Mar 2021 to 1 Nov 2021)
  • Hannah Pring

    IRN HXP15770

    • [FCA CF] Significant management (31 Mar 2021 to 1 Jul 2024)
  • Harry William Littlechild

    IRN HXL00059

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Ian John Cooper

    IRN IJC01058

    • [FCA CF] Significant management (since 1 Jun 2025)
    • SMF24 Chief Operations (23 Apr 2024 to 31 Mar 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF3 Executive Director (1 Jun 2020 to 23 Apr 2024)
  • Ian Kerrison

    IRN IXK00013

    • [FCA CF] Significant management (since 13 Feb 2023)
  • Isabella Helen Gaster

    IRN IXG00054

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Jacqueline Ann Aggett

    IRN JAA01220

    • CF1 Director (AR) (26 Sep 2022 to 22 Dec 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 4 Jan 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
  • James Andrew Dickerson

    IRN JXD22151

    • [FCA CF] Significant management (since 4 Aug 2025)
  • James Anthony Mackay

    IRN JAM01231

    • [FCA CF] Significant management (since 11 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.