Date authorised
1 June 2020
Companies House
OC428915
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Boon

    IRN JXB03840

    • [FCA CF] Significant management (since 6 Aug 2024)
  • Jeremy Thomas Ridge

    IRN JXR14053

    • [FCA CF] Significant management (since 31 Jan 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (18 Mar 2021 to 31 Jan 2024)
  • Jessica Newland

    IRN JXN00374

    • SMF2 Chief Finance (since 1 Aug 2025)
  • Julie Dawn Coates

    IRN JDC01205

    • [FCA CF] Significant management (31 Mar 2021 to 1 Jul 2024)
  • Kajan Nithiananthan

    IRN KXN00052

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Keith Andrew Harrison

    IRN KAH01086

    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF1 Chief Executive (since 1 Jun 2020)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • Marcus Stephen Iestyn Llewellyn Bonnell

    IRN MSB01231

    • SMF16 Compliance Oversight (since 25 Jan 2024)
  • Mark Nicholas Higgins

    IRN MXH55029

    • SMF27 Partner (since 4 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Mark Wilkinson

    IRN MXW00787

    • SMF27 Partner (since 1 Sep 2024)
    • [FCA CF] Significant management (31 Oct 2023 to 31 Aug 2024)
  • Martin John Stephenson

    IRN MJS01407

    • SMF27 Partner (since 11 Mar 2024)
    • SMF27 Partner (3 Jun 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.