Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Blake Kenneth Spice Roseveare
IRN BKR01017
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- CF4 Partner (1 May 2016 to 8 Dec 2019)
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Brendan Scofield
IRN BXS01614
- CF4 Partner (28 Jan 2011 to 1 Jul 2014)
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Bretton Craig Warburton-Smith
IRN BCW01037
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Jan 2011 to 8 Dec 2019)
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Brian John Daniel Boehmer
IRN BJB01115
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (17 Jan 2011 to 8 Dec 2019)
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CARL JONATHAN SMITH
IRN CJS01337
- [FCA CF] Manager of certification employee (since 20 Jun 2023)
- [FCA CF] Significant management (since 3 Oct 2022)
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Calum Macdonald Bannerman
IRN CMB01203
- [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Feb 2011 to 8 Dec 2019)
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Calvin Barnes
IRN CXB02533
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (1 May 2017 to 8 Dec 2019)
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Carl Nicholas Moore
IRN CNM01032
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 24 Jul 2025)
- CF4 Partner (27 Apr 2012 to 8 Dec 2019)
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Carla Jane Moffett
IRN CJM01427
- SMF27 Partner (9 Dec 2019 to 11 Sep 2022)
- CF4 Partner (1 Jun 2014 to 8 Dec 2019)
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Carlo Ramadoro
IRN CXR00621
- [FCA CF] Significant management (since 10 Jun 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hera Management Services Limited (no longer appointed)
FRN 748794 · Appointed 1 Jun 2016 · Until 12 Jun 2018
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Business First Network Ltd (no longer appointed)
FRN 747348 · Appointed 18 May 2016 · Until 31 Jan 2020
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SIEPE SPORTS GROUP LIMITED (no longer appointed)
FRN 747351 · Appointed 18 May 2016 · Until 22 Feb 2021
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Cyber Essentials Direct Ltd (no longer appointed)
FRN 747092 · Appointed 16 May 2016 · Until 19 Oct 2017
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British Insurance Brokers' Association (no longer appointed)
FRN 717810 · Appointed 10 May 2016 · Until 24 Jan 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.